Regulatory Framework and Authorisation Overview
Outlines the regulatory scope, authorisation and registration process, and how changes in firm circumstances are handled.
Business Operations and Regulatory Compliance
Details operational obligations, compliance requirements, use of agents, capital and safeguarding rules, and reporting duties.
Enforcement, Fees, and Payment Service Access
Covers enforcement actions, applicable fees, and access rights to payment systems and services.
Risk Management, Security Standards, and Reference Materials
Focuses on managing operational and security risks, preventing financial crime, and ensuring strong authentication practices.
Complete the application with contact details, fee payment, declaration, and upload required documents such as
🔗API
🔗SPI
🔗RAISP
🔗AEMI
🔗SEMI
Credentials / authorisation
reference number
FCA System
FCA Connect System
Applicant Firm
FCA Authorisation Team
🏢 FCA Application Process
🔁 Payment Services & E-Money
